HedgeOp Compliance, LLC will be holding a free webinar on September 30th on: “Staying Prepared for an SEC Audit and Building a Culture of Compliance.”
This seminar focuses on identifying the areas of your business that are likely to be scrutinized during an SEC examination and provide guidance on how you can stay prepared for an SEC audit. In addition, we will offer practical advice on how your firm can build a compliance program that will clearly demonstrate your firm commitment to building and maintaining a “culture of compliance.”
You can view more information and register for the event here.