Seminar: Next Steps to SEC Registration and Compliance for Private Fund Advisors

With the regulatory reform package having passed through conference committee and a signed bill expected shortly, advisors to hedge funds and private equity funds need to be aware and fully informed about the SEC registration process: what it means for their business and how to prepare. 

On July 28th, Join HedgeOp Compliance CEO Bill Mulligan and other members of HedgeOp’s professional staff for a free webinar that will discuss the following key areas:

  • What are the mechanics of SEC registration? What is the process involved?
  • The top 10 things to think about in developing an Advisers Act compliance program.
  • How can technology help you in the process?

More information and registration is available here.

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About HedgeOp

HedgeOp Compliance, LLC focuses exclusively on helping investment managers meet their compliance and regulatory obligations and rise to meet operational challenges. HedgeOp has developed a successful business based on its proactive approach to servicing clients and a proven reputation. Our clients range from start-ups to large firms with well-established track records.

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