Just a reminder for all registered investment advisers that annual Form ADV Part 1 updates are due at the end of this month.   ADV Part 1 is filed/updated electronically via the IARD system.

This time of year is also a good opportunity to familiarize yourself with the list of changes to your business that may require a “prompt” ADV update during the year.  You can read our ADV Basics post for the details.