The SEC has announced that Carlo V. di Florio has been named Director of the agency’s Office of Compliance Inspections and Examinations (OCIE). Di Florio was previously a partner in the Financial Services Regulatory Practice at PricewaterhouseCoopers where he “played a leading role in strengthening the corporate governance, risk management and regulatory compliance practice.”
He has also played a “leading role in numerous high-profile engagements where PricewaterhouseCoopers was retained to investigate corporate fraud, corruption, conflicts of interest and money laundering.”