CFTC and SEC Try To Live In Harmony

We’ve previously highlighted the joint meetings that the SEC and CFTC held earlier this fall to discuss a coordinated approach between the two regulators.    It seems like these meetings have born some fruit, as last week the two agencies jointly issued their report identifying the areas where their respective regulatory regimes differ and outlining actions to harmonize those differences.   You can read the full report and bask in the harmony here.

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About Jordan

Jordan is a Partner and Vice President at HedgeOp Compliance, LLC. He is in charge of the development, growth and marketing of HedgeOp's ComplianceTrak software. Prior to joining HedgeOp in March of 2003, Jordan worked at Euromoney Institutional Investor, Plc., as a Client Services Executive. While there, he worked with senior level executives in the New York and Canadian banking communities to plan and coordinate financial and legal training seminars. Jordan graduated with a B.S. in Applied Economics Management from Cornell University.

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