SEC Releases Draft Strategic Plan

The SEC recently released a draft of it’s Strategic Plan for 2010-2015.  The plan includes drafts of the SEC’s mission, vision, values, strategic goals, major initiatives, and performance metrics for fiscal years 2010 through 2015.  They are accepting comments to the plan and are asking that all comments be submitted no later than November 16, 2009.  You can download the draft Plan here and send all comments to: strategicplan@sec.gov.

After a very tough year for the SEC, the Plan is an interesting read and is a good follow up to OCIE Director John Walsh’s comments about some of the initiatives that SEC’s Office of Compliance Inspections and Examinations is taking.

This entry was posted in Miscellaneous, SEC and tagged , , by Jordan. Bookmark the permalink.

About Jordan

Jordan is a Partner and Vice President at HedgeOp Compliance, LLC. He is in charge of the development, growth and marketing of HedgeOp's ComplianceTrak software. Prior to joining HedgeOp in March of 2003, Jordan worked at Euromoney Institutional Investor, Plc., as a Client Services Executive. While there, he worked with senior level executives in the New York and Canadian banking communities to plan and coordinate financial and legal training seminars. Jordan graduated with a B.S. in Applied Economics Management from Cornell University.

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