Seminar Alert: Staying Prepared for an SEC Audit

HedgeOp Compliance, LLC will be holding a free webinar on September 30th on: “Staying Prepared for an SEC Audit and Building a Culture of Compliance.”

This seminar focuses on identifying the areas of your business that are likely to be scrutinized during an SEC examination and provide guidance on how you can stay prepared for an SEC audit. In addition, we will offer practical advice on how your firm can build a compliance program that will clearly demonstrate your firm commitment to building and maintaining a “culture of compliance.”

You can view more information and register for the event here.

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About Jordan

Jordan is a Partner and Vice President at HedgeOp Compliance, LLC. He is in charge of the development, growth and marketing of HedgeOp's ComplianceTrak software. Prior to joining HedgeOp in March of 2003, Jordan worked at Euromoney Institutional Investor, Plc., as a Client Services Executive. While there, he worked with senior level executives in the New York and Canadian banking communities to plan and coordinate financial and legal training seminars. Jordan graduated with a B.S. in Applied Economics Management from Cornell University.

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