Inspector General Finds SEC Fumbled Madoff Probes

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Here is the summary of the Inspector General’s report stemming from an investigation into the examinations/investigations by the SEC into Bernie Madoff and BMIS.

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About Patrick

Pat is a Partner and Managing Director at HedgeOp Compliance, LLC. Prior to joining the team in August of 2003, Pat served as Assistant Counsel for Baring Asset Management Inc., where he was responsible for general compliance oversight and legal support in the areas of product development, marketing and distribution. Prior to this, Pat worked for Scudder Investments with responsibility for various compliance functions within its retirement plan and trust departments. Patrick received a JD degree from New England School of Law and a B.A. from the College of the Holy Cross. Pat is certified as an Investment Adviser Certified Compliance Professional (IACCPsm) by National Regulatory Service's Center for Compliance Professionals. Pat currently runs HedgeOp's Boston office.

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