SEC Charges Key Madoff Lieutenant

The Securities and Exchange Commission today charged Bernard L. Madoff’s chief financial officer, Frank DiPascali, with securities fraud for overseeing the mechanics of Madoff’s entirely fictitious investment strategy and creating millions of phony documents and trading records to conceal the fraud from regulators and investors.

Click here for the full article.

This entry was posted in Enforcement, SEC and tagged , , by Jordan. Bookmark the permalink.

About Jordan

Jordan is a Partner and Vice President at HedgeOp Compliance, LLC. He is in charge of the development, growth and marketing of HedgeOp's ComplianceTrak software. Prior to joining HedgeOp in March of 2003, Jordan worked at Euromoney Institutional Investor, Plc., as a Client Services Executive. While there, he worked with senior level executives in the New York and Canadian banking communities to plan and coordinate financial and legal training seminars. Jordan graduated with a B.S. in Applied Economics Management from Cornell University.

Leave a Reply

Your email address will not be published. Required fields are marked *

*

You may use these HTML tags and attributes: <a href="" title=""> <abbr title=""> <acronym title=""> <b> <blockquote cite=""> <cite> <code> <del datetime=""> <em> <i> <q cite=""> <strike> <strong>